Tag: ACA Group

ACA Group has unveiled a comprehensive Market Abuse Risk Framework aimed at helping UK and European buy-side firms strengthen their compliance and risk management processes.

The US Securities and Exchange Commission (SEC) has recently issued an order that underscores the Atkins administration’s focus on marketing accuracy, robust recordkeeping, and...

A recent conviction of a former analyst at a UK-based investment firm for insider dealing has sent a clear signal across the financial services...

Regulatory change hits firms like a constant storm, demanding swift adaptation to a maze of evolving rules. Generative AI offers a lifeline, automating tracking...

Compliance often feels like playing catch-up, with companies racing to meet rules after they’ve been set, racking up costs along the way. Now, AI...

Global regulations form a patchwork quilt, each jurisdiction stitching its own rules with distinct threads of law, culture, and intent. This fragmentation burdens firms...

ACA Group, a leading GRC advisor in financial services, has acquired Global Trading Analytics, an independent provider of TCA services, in a move to bolster its regulatory technology capabilities and enhance compliance support for clients.

Investment advisers with a 31 December fiscal year-end are in the midst of updating their Form ADV, with a deadline set for 31 March...

ACA Group has acquired FINOP Consulting a firm specializing in financial and operations principal outsourcing for broker-dealers.

Financial services companies are rushing to integrate artificial intelligence (AI) into their operations, but many are doing so without adequate governance frameworks or testing procedures.