CUBE: Why relevance now decides the compliance workload
Regulation is being refined rather than expanded, according to the latest edition of The CUBE Read, the RegTech firm’s fortnightly analysis of regulatory change...
Banks face accountability risks as AI agents enter lending
As AI agents move deeper into commercial lending, financial institutions must establish clear boundaries around automated decision-making. Determining which processes can be delegated to...
Asset manager strengthens AML controls with FinScan
Brickwood Asset Management has appointed FinScan, the AML screening business of Innovative Systems, to monitor companies held in its investment portfolios and their directors...
Red Oak targets delays in financial marketing approvals
Slow compliance checks are creating obstacles for investment firms bringing new products to market, according to Red Oak, which provides AI-powered marketing review and...
Alert overload is forcing AI into financial crime compliance
Financial crime compliance (FCC) is becoming harder to manage and even harder to scale. Alert volumes keep climbing, investigations stretch across multiple systems and...
AI deployment index reveals widening divide in institutional readiness
AI is having a greater influence on business decisions than the extent to which it has been integrated into day-to-day operations, according to new...
Boards face a whistleblowing trust test in finance
Whistleblowing in financial services relies on far more than a policy document. Most regulated firms operate a speak-up channel, yet comparatively few build a...
The regulatory iceberg: what public rulebooks hide
A familiar objection is often raised against paid regulatory intelligence: why pay for something that sits on a regulator’s website? It is a reasonable...
Uncapped turns to AiPrise to tighten US borrower checks
Uncapped, a provider of capital to online retailers, has selected AiPrise to run its know-your-business (KYB) processes in the US, a move that brings...
FCA warns AI disclaimers are needed as consumers seek advice
The Financial Conduct Authority (FCA), the UK’s financial services regulator, has set out how it plans to supervise the move towards agentic finance, warning...
