FCA sanctions review exposes control gaps as risks escalate
The FCA's latest sanctions review, covering more than 150 firms, should not be read as just another best-practice paper. It is a clear statement...
FCA trims SM&CR: streamlining or a new culture risk?
The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...
EU supervisors tighten grip on cross-border investment firms
The ESMA, the EU's regulator and supervisor for financial markets, has released a follow-up report examining how national watchdogs have strengthened their oversight of...
calQrisk joins FCA sandbox to tackle SMCR assurance gap
calQrisk, a GRC software provider serving regulated organisations, has secured a place on the UK Financial Conduct Authority's Supercharged Sandbox, an initiative aimed at...
Glow exits stealth with $180m to rewrite endpoint security
Glow has come out of stealth armed with $180m in funding and a valuation of $1.2bn, promising to change how large organisations protect their...


















