Latest RegTech News & Research
The hallucination risk hiding in your compliance stack
In June 2023, New York attorney Steven Schwartz submitted a legal brief citing six cases that simply did not exist. He had used ChatGPT...
SFC tightens grip on broker account opening failures
Hong Kong's Securities and Futures Commission (SFC), the city's primary markets regulator, has issued a stark warning to licensed securities brokers after a review...
ADGM upgrades financial crime rules to meet FATF standards
The Abu Dhabi Global Market's Financial Services Regulatory Authority (FSRA), the financial watchdog overseeing one of the UAE's leading international financial centres, has completed...
Why KYC remediation needs to become business as usual
Regulated institutions are operating under mounting pressure to keep customer records accurate, current, and audit-ready. Enforcement activity is on the rise — recent Financial...
After the CTA rollback: who still files BOI reports?
The regulatory journey of beneficial ownership information (BOI) reporting has been anything but straightforward.
According to Alessa, since the Corporate Transparency Act (CTA) took...
