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Communications Compliance

RegTech

Nine-figure raises dominate in powerful Q1 for RegTech deals

The first quarter of 2026 has proven to be a very strong period for RegTech funding raises, with close to $3bn raised across the...
AI

How the FCA’s 2026 rules affect AI and communications

February 2026 marked a meaningful turning point in how the FCA communicates its expectations to regulated firms. Rather than issuing more than 40 individual...
DCGA

Why complete & unified data is the key to DCGA success

In today's financial services landscape, digital communications are multiplying at a rate that shows no sign of slowing. Unified Communication and Collaboration (UCC) tools...
Theta Lake

How Theta Lake tackles regulatory reconciliation

Regulatory compliance in financial services hinges on one non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense framework of rules...
governance

Why digital communications governance is now critical

Digital communications governance and archiving (DCGA) is rapidly moving beyond its historical role as a background compliance function. Once treated as a routine record-keeping...
governance

The state of digitial communications governance: Bridging the gap between AI innovation and regulatory...

AI is rapidly transforming how financial institutions communicate — with clients, internally, and increasingly with machines themselves. Generative AI can draft client communications in...
Theta Lake

Theta Lake patent targets hidden risks in screen sharing

A newly granted patent to Theta Lake highlights a growing compliance challenge in modern digital workplaces: identifying which applications appear on screen during collaboration...
compliance

Cutting mobile compliance costs with one platform

Mobile compliance has become one of the most complex regulatory challenges facing global financial institutions and other regulated enterprises. As organisations expand internationally and adopt...
communications

Building trusted data in digital communications

A structural shift is reshaping how regulated firms approach recordkeeping. In an era defined by hybrid working, AI-generated content and multichannel digital conversations, simply...
compliance

Mobile communications compliance needs a flexible rethink

Mobile communications have become one of the most challenging areas of modern communications compliance. As regulators continue to issue fines linked to off-channel messaging and...
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