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Communications Compliance

Fingerprint

Fingerprint’s bet on policy-led communications oversight

RegTech is entering a new phase. With financial institutions facing growing regulatory pressure, firms are increasingly turning to AI, automation and real-time compliance tools...
EU AI

What the EU AI Act means for your recording estate

If you work in surveillance, records or risk at a financial services firm operating in or adjacent to the EU, you have probably spent...
FCA

FCA non-financial misconduct: Is your evidence ready?

On 1 September 2026, the Financial Conduct Authority's (FCA) Code of Conduct will formally extend to cover bullying, harassment and discrimination across every FCA-authorised...
AI

What is AI communications and why does it matter?

Artificial intelligence is reshaping how organisations operate, and with that transformation comes an entirely new category of workplace interaction: AI communications, or "aiComms". According to...
RegTech

Nine-figure raises dominate in powerful Q1 for RegTech deals

The first quarter of 2026 has proven to be a very strong period for RegTech funding raises, with close to $3bn raised across the...
AI

How the FCA’s 2026 rules affect AI and communications

February 2026 marked a meaningful turning point in how the FCA communicates its expectations to regulated firms. Rather than issuing more than 40 individual...
DCGA

Why complete & unified data is the key to DCGA success

In today's financial services landscape, digital communications are multiplying at a rate that shows no sign of slowing. Unified Communication and Collaboration (UCC) tools...
Theta Lake

How Theta Lake tackles regulatory reconciliation

Regulatory compliance in financial services hinges on one non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense framework of rules...
governance

Why digital communications governance is now critical

Digital communications governance and archiving (DCGA) is rapidly moving beyond its historical role as a background compliance function. Once treated as a routine record-keeping...
governance

The state of digitial communications governance: Bridging the gap between AI innovation and regulatory...

AI is rapidly transforming how financial institutions communicate — with clients, internally, and increasingly with machines themselves. Generative AI can draft client communications in...

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