Singapore regulator slams UBS with $11.2m fine for “unacceptable” deceptive behaviour
UBS has landed it legal hot waters in Singapore after its employees overcharged and failed to be transparent to clients.
NLP developer Eigen Technologies nets $37m Series B
Eigen Technologies, a developer of natural language processing technology, has collected $37m in its Series B.
Silent Eight to expand its team after closing $6.2m round
Silent Eight, which uses AI to combat money laundering and terrorism financing, is looking to grow its team after closing $6.2m funding round.
AFME calls for teamwork on crypto-asset regulation
The Association for Financial Markets in Europe (AFME) has called for collaboration on the regulation of crypto-assets in Europe.
New Singapore innovation hub to focus on digital identities and to connect regulators with...
There are several reasons why FinTech and RegTech providers in Singapore should take notice of a new initiative in the state.
Private equity firm Sverica makes investment into Gryphon
Private equity firm Sverica Capital Management has made a strategic investment into Gryphon Networks, a sales performance management and compliance software company.
HPS has been given an information security management certification
FinTech company HPS has bagged an ISO / IEC 27001 certification, showcasing it lives up to an international standard for information security management systems.
Companies around the world are getting worse at complying to payment security rules
Only one out of three companies around the world live up to international information security standards for credit cards.
That’s according to a new report...
ESMA offers three pieces of advice to European Commission on EMIR
The European Securities and Markets Authority (ESMA) has advised the European Commission how to assess comparable compliance of third-country central counterparties (TC-CCPs).
Wells Fargo has been found guilty of infringing two auto capture patents and forced...
Legalwise, it has not been a great week for Wells Fargo. First it was ordered by a US regulator to pay $14m for failing to uphold conduct standards and then a jury ordered the financial services company to pay $200m for infringing on two patents.
