SAM Seamless raises $20m in its Series B
SAM Seamless Network, a cybersecurity platform aimed at SMBs, has bagged $20m in its Series B funding round.
ESMA publishes call for evidence on digital finance
The European Securities and Markets Authority (ESMA) has published a call for evidence on digital finance to gather information on certain issues.
The EBA publishes final draft of the Regulatory Technical Standards
The European Banking Authority has published the final draft of the Regulatory Technical Standards (RTS) in own funds and eligible liabilities.
Material Security nabs $40m in its Series B round
Material Security, which helps companies protect their emails, has closed its Series B funding round on $40m.
Sentieo closes $20m Series B after a strong 2020
Sentieo has bagged $20m in its Series B round, which comes off the heels of record revenue in 2020.
Why compliance teams need dynamic configuration
Regulatory processes are constantly changing, whether its new data being requested or updated risk factors and form requirements. Compliance teams need to be able to keep up with the fast paced changes.
EU slaps £319m fine on UBS, Nomura and UniCredit for bond cartels
The EU’s antitrust office has fined UBS Group, Nomura Holdings and UniCredit £319m for participating in a European Government Bonds (EGB) trading cartel.
Just 52% of staff in European financial institutions believe their board has is a...
Just over half of employees in European financial institutions believe there is a strong attitude towards anti-financial crime (AFC) from the top, new research claims.
ClauseMatch deploys into Diginex to improve compliance processes
Compliance management company ClauseMatch has deployed its policy management technology into Nasdaq-listed Diginex.
SEC charges healthcare company with multimillion dollar fraud
The Securities and Exchange Commission (SEC) charged a New Jersey-based healthcare company and its founder with fraudulently raising nearly $4m from over 130 investors nationwide through the sale of membership units in the company.
