MirrorWeb – MiFID II: A Checklist for Electronic Communications
Website and social media communication archiving platform MirrorWeb has created a guide for MiFID II’s electronic communication requirements.
ePrivacy Regulation Is Just Around The Corner…(aka Winter Is Coming!)
Compliance with GDPR has not been plain sailing and Compliance Compendium’s Gareth Gadd believes the ePrivacy regulations, which will launch later in the year, will be just as tough.
Compliance Compendium: Happy 1st Birthday GDPR!
These GDPR birthday celebrations might be a month late, but over the year, the data protection legislation baby has grown quickly and at times flexed its newly discovered muscles. And it’s going to get bigger and stronger in the coming years.
How is year two of GDPR going to differ from the first?
Keeping an eye out for what people are getting fined for will be a large part of year two of GDPR compliance, according to Renata Hoes, Chief Compliance Officer and Data Protection Officer at Generali Investments Luxembourg.
Aqubix: Using the risk-based approach to your advantage
Taking a risk-based approach during the due diligence process is often perceived as purely cost. It’s also something that will always be asked for by regulators, and costs are continuing to increase whenever there are new clients.
Specific exemptions in data sharing restrictions for AML would help combat occurrence rates
Data protection is great for society, but it can hinder a bank’s ability to detect and prevent money laundering, according to Markus Schulz, global head of Financial Crime Compliance Controls at Standard Charted Bank.
Has Open Banking realised its potential or is this just the beginning?
Open Banking has got off to a good start, but it’s time for it to capitalise on the full benefits it can give consumers and the market, according to Justin Fitzpatrick, CEO at DueDil.
Theta Lake’s 5 step guide for video communication compliance in financial services
Communication monitoring and compliance platform Theta Lake has offered its five-step guide for financial services looking to improve their compliance with recordings.
Integrating biometrics is becoming more crucial for firms, with regulators driving adoption
Regulators have been critical for the adoption of improved verification technology such as biometrics, according to Ashim Banerjee, CEO at IDMission.
Financial institutions need to find balance in cybersecurity of new technology but also legacy...
Interrelating both legacy security systems and new ones are posing the biggest threat to online protections of financial services, according to Alex Doll, founder and managing general partner at Ten Eleven Ventures.
