Smarsh: Future-proofing Compliance in a Hybrid Work World
Leveraging Communications Data as an Enterprise Strategic Asset
SEC punishes JPMorgan for recordkeeping failures with $125m fine
The Securities and Exchange Commission (SEC) has fined JPMorgan $125m due to ‘widespread and longstanding failures’ by the bank to maintain and preserve written communications.
Theta Lake widens Zoom alliance to offer free integrated archiving service
RegTech firm Theta Lake has revealed its partnership with Zoom Video Communications will be expanded to provide a free version of Theta’s archive to Zoom customers.
Theta Lake, Verint team to reshape risk mitigation tech in hybrid working era
Theta Lake and Verint has partnered to provide financial and trading organisations with extended capabilities to help avoid the legal and reputational consequences of misconduct, data loss and security issues.
Fifth annual RegTech100 lists the companies compliance teams must know in 2022
As investment into RegTech skyrockets in 2021, RegTech Analyst has named the 100 must know companies in the sector as we head into 2022.
VoxSmart opens New Zealand office as part of APAC expansion efforts
Communications surveillance platform VoxSmart has opened an office in Queenstown New Zealand to support its presence in the APAC region.
How can eForms help improve the customer experience?
While digital transformation was way underway before the Covid-19 pandemic hit, the face-to-face restrictions imposed by the crisis put rocket boosters underneath digital tools designed to simplify complex manual processes normally conducted in person.
UBS issued $500,000 fine from CFTC
The Commodity Futures Trading Commission (CFTC) has issued a $500,000 fine to UBS for alleged violations of audio recording regulations.
Theta Lake deepens RingCentral synergies with extended partnership
Theta Lake has bolstered its partnership with communications firm RingCentral to include global service provider and cross-industry vertical security and compliance features.
FCA issues guidance to firms on hybrid working challenges
The Financial Conduct Authority (FCA) has issued new guidance to businesses operating remote or hybrid working models.
