Home RegTech Communications Compliance

Communications Compliance

Quantexa rounds off Series D with BNY Mellon backing

Data and analytics software firm Quantexa has closed off its Series D funding round with a strategic investment from investment banking company BNY Mellon.

Theta Lake, Vidyard team to boost video security and compliance for regulated industries

Theta Lake has partnered with video platform Vidyard to strengthen video security and compliance for companies in highly regulated industries.

How communication compliance has become the biggest hurdle for financial firms

With workforces becoming increasingly dispersed, methods of communication have escalated, making security compliance a key challenge for firms. The Covid-19 crisis has prompted radical shifts...

OECD offers policy recommendations for AI regulation in financial services

The Organisation for Economic Co-operation and Development (OECD) has published a new report offering policy advice on the regulation of AI in financial services.

Fenergo acquired by European private equity firms in $600m deal

Irish RegTech firm Fenergo has been successfully acquired by private equity firms Astrong and Bridgepoint in a $600m agreement.

FCA slaps Lloyds Bank’s insurance division with £90m fine for misleading customers

The Financial Conduct Authority (FCA) fined the insurance division of Lloyds Bank £90.7m for sending misleading renewal quotes to nine million customers. The regulator stated...

Regulatory trio unveil plan to bolster diversity and inclusion in financial services

The Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England (BofE) has launched a paper aiming to boost diversity and inclusion in finance.

RegTech100 company Theta Lake joins Wells Fargo’s latest accelerator programme

RegTech100 company Theta Lake has joined Wells Fargo Startup Accelerator to help its innovation and growth efforts.

RegTech firm ComplySci reels in $120m to boost compliance for financial services customers

ComplySci, regulatory technology and compliance solutions provider for the financial services sector, landed a growth capital investment of $120m from private equity firm K1 Investment Management.

UK PM Boris Johnson’s Conservative Party fined £10,000 for sending unwanted emails

The Conservative Party has been fined £10,000 for sending dozens of marketing emails to people who did not want to receive them.
83584
83584

50,000+ RegTech leaders get exclusive industry stories delivered every week