Communications Compliance

In order to successfully prevent misconduct and manage risk, companies must foster a customer-centric culture across their teams, and this should work in harmony with the use of AI and automation. This is the basis of Cognitive View’s mission.

Theta Lake, a provider of communications security and compliance solutions, has raised $50m in Series B funding led by Battery Ventures.

Financial communication recording and compliance platform NICE has added Zoom capture to its compliance suite.

Communication monitoring platform Cognitive View has joined the IBM Cloud for Financial Services, which is filled with over 125 global systems integrators, independent software vendors, SaaS providers, and FinTechs.

After a strong 2021, many RegTech companies are looking ahead to the new year with optimism for another year of advancement and greater innovation. With the pandemic still raging on, 2022 could be another year for RegTech companies to further ingrain themselves into the system. What trends should the industry look out for this year?

When Covid-19 swept the world at the start of 2020, no one had any idea how much it would change the way we live and work. As in-person restrictions continue to fester two years on, how has the opportunities provided by the pandemic impacted the RegTech industry?

The chairwoman of the Federal Communications Commission (FCC) Jessica Rosenworcel has called for new policies around telecom providers’ reporting of data breaches.

Shield, an intelligence platform for compliance, has closed a $15m Series A round, which was led by Macquarie Capital and OurCrowd.

Ockam, which builds connected ecosystems with strong security, has netted $12.5m in its Series A funding round.

Leveraging Communications Data as an Enterprise Strategic Asset