Tag: ACA Group

The UK’s financial regulatory framework is entering another period of change, with implications that could extend well beyond the rules firms must follow. The Financial...

AI has become one of the biggest investment priorities in financial services, but enthusiasm for the technology has not necessarily translated into effective adoption. Many...

Financial crime is becoming faster, more connected and increasingly difficult to detect through isolated compliance checks. As financial institutions add more AML, KYC, fraud...

In an age where AI is becoming no longer a good-to-have but a necessity for financial and compliance teams, being able to properly gage...

For chief compliance officers, chief operating officers and CTOs at buy-side firms, the question confronting compliance functions has moved beyond simply keeping up with...

Regulatory reporting has become one of the most complex compliance obligations facing financial institutions. As reporting requirements continue to expand across jurisdictions and regulatory...

Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...

With an estimated 200+ regulatory updates each day, it is easy to understand why compliance teams often feel the pressure of keeping pace with...

Risk management is one of the core foundations of a firm’s compliance workflow. When implemented effectively, risk management helps ensure compliance processes are not...

The compliance landscape for investment managers is shifting faster than it has in years. At ACA Group's recent spring media roundtable, the firm's experts...