Tag: ACA

Responsible investment is entering a more mature and demanding phase as the UN Principles for Responsible Investment prepares to roll out its 2026 Reporting...

A large North American mutual fund company managing over $100bn in assets has been required to strengthen oversight of its fixed income trading after...

The FCA has signalled the biggest shift in UK transaction reporting since MiFIR was first introduced, setting out plans for a streamlined, more proportionate...

In an increasingly regulated and fast-moving market, surveillance has evolved from a simple compliance requirement into a key strategic advantage. Financial institutions are beginning to...

Adopted in 2015, the United Nations Sustainable Development Goals (SDGs) serve as a comprehensive global framework to end poverty, protect the planet, and promote...

Private credit has shifted from being a niche option to one of the fastest-growing areas of the alternatives market. Assets under management in the...

The cyber threat landscape is shifting at an unprecedented pace. No longer confined to opportunistic attacks, cyber criminals are now deploying generative AI tools...

UK regulators are stepping up efforts to refine derivatives reporting requirements under the European Market Infrastructure Regulation (EMIR) Refit. The Financial Conduct Authority (FCA)...

The Abu Dhabi Global Market (ADGM) has issued a major enforcement action, shining a spotlight on the regulatory vulnerabilities facing virtual asset firms. This move serves as a stark reminder of the growing scrutiny within financial free zones, particularly in the rapidly evolving digital asset space.

As the regulatory landscape tightens its grip on digital communications, the imperative for exhaustive capture and archival of electronic dialogues grows increasingly critical.