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Navigating market abuse enforcements: current focus and future implications
eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.
AxiomSL expands presence in Germany with SKS
AxiomSL, a provider of regulatory reporting and risk management solutions, has bolstered its presence in Germany by partnering with SKS Unternehmensberatung.
ASIC cancels Direct FX’s Australian financial services licence
The Australian Securities and Investments Commission (ASIC) has cancelled the AFS license of Direct FX Trading.
Australia’s securities regulator to tackle ICO fraud
The Australian Securities and Investments Commission (ASIC) said it is aiming to tackle fraud in the initial coin offering (ICO) market.
Reg-Room provides content to BWise’s new regulatory solution
Reg-Room is set to provide regulatory content to Nasdaq BWise’s new Regulatory Change Management Solution.
China and Australia agree to share FinTech, RegTech information
China and Australia's regulators have agreed a partnership to share information on FinTech developments and RegTech insights.
