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Zeidler simplifies EU passporting for asset managers

A leading global asset manager has turned to Zeidler Group to address the mounting regulatory pressures tied to its extensive European operations. With a portfolio...

How RegTech transforms compliance in asset management

In today’s fast-evolving financial markets, the asset management ecosystem has become more interconnected than ever. A wide network of players — from asset managers,...

Lessons from FCA’s crackdown on financial crime

The Financial Conduct Authority (FCA) has placed anti-money laundering (AML) failures under sharp scrutiny in its five-year strategy for 2025–2030, signalling that financial crime...

New EU rules push investment firms towards greater execution transparency

The European Securities and Markets Authority (ESMA) recently released two major updates that are set to reshape compliance obligations for investment firms and asset managers across the EU.

Enhancing CSRD reporting through strategic stakeholder involvement

Effective stakeholder engagement is vital for adhering to the EU’s Corporate Sustainability Reporting Directive (CSRD).

FCA sets new standards with anti-greenwashing rules

The Financial Conduct Authority (FCA) is enhancing its support for the FinTech industry by confirming new anti-greenwashing guidance ahead of its enforcement starting 31 May.

How the latest AML/CFT proposals will reshape investment advisory

The world of finance is on the brink of a significant transformation, especially for investment advisors in the United States. On February 15th, 2024, a pivotal announcement was made by the Financial Crimes Enforcement Network (FinCEN) that is set to redefine the landscape of anti-money laundering (AML) and counter-financing of terrorism (CFT) compliance.

Risk of price bubble in ESG markets growing, BIS warns

The Bank of International Settlements (BIS) has warned of the escalating risk of a price bubble in environmentally-friendly-focused asset markets.

Banks and asset managers not yet prepared to meet climate risk...

A barometer measuring the climate risk preparedness of the global banks and asset managers has found a lot still needs to be done in terms of practical implementation.

ESMA tightens the rules for asset managers

The EU’s securities markets regulator has published new guidance for asset managers to reduce the risk of regulatory arbitrage and ensure equal levels of investor protection throughout Europe.

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