Tag: audit trail

AI is increasingly reshaping how financial institutions approach complaints management, turning what was once a reactive process into a strategic, data-driven function. According to 4CRisk.ai,...

Regulated firms have made Zoom central to day-to-day communication, but the compliance risk often sits in the integration layer rather than the user experience. Supervisors...

Norm Ai is expanding its Legal & Compliance AI Platform with a new DDQ and RFP Completion solution, positioning the product as a way...

Voice communication and virtual meetings have become the backbone of how regulated employees interact, particularly in financial services. Regulators are increasingly asking firms not...

For regulated organisations, ageing voice recording systems can pose serious hidden risks. What may appear to be harmless legacy infrastructure can quickly become a...

Regulatory inspections play a central role in ensuring that organisations remain compliant and maintain strong quality standards. While inspections often close with a series of...

Strong internal policies and procedures are often overlooked, yet they form the cornerstone of a successful tax compliance strategy.

Document management systems (DMS) have become a critical tool for organisations looking to enhance security while meeting compliance requirements.

AML compliance teams are facing growing challenges in how they handle backlogs of alerts. Traditionally, banks and financial institutions have approached these backlogs by...

In today’s rapidly shifting regulatory landscape, firms are under mounting pressure to shift from reactive to proactive compliance. The days of treating compliance as...