Home Tags Buy-side firms
Tag: buy-side firms
FCA sanctions review exposes control gaps as risks escalate
The FCA's latest sanctions review, covering more than 150 firms, should not be read as just another best-practice paper. It is a clear statement...
ACA boosts compliance with market abuse framework
ACA Group has unveiled a comprehensive Market Abuse Risk Framework aimed at helping UK and European buy-side firms strengthen their compliance and risk management processes.