Tag: CFTC

US investment managers are discovering that 2026's regulatory landscape offers no shortcuts, even as the SEC signals a more targeted approach to enforcement. The...

Prediction markets have rapidly become one of financial services' most discussed developments, opening new avenues for participation while introducing fresh compliance and conduct risks. As...

UBS Financial Services has been ordered by the Commodity Futures Trading Commission (CFTC) to pay $8m over failures to properly oversee its anti-money laundering...

Rothera, the US-based CFTC regulated event contract market, has gone live with the Validus platform from trade surveillance and financial risk specialist Eventus to...

Eventus, a provider of trade surveillance and financial risk technology, has signed a deal with Novig, a sports prediction market operator in America, under...

The Commodity Futures Trading Commission (CFTC), the US derivatives markets regulator, has launched a Request for Information aimed at identifying regulatory barriers that prevent...

For most financial services firms, the regulatory debate around prediction markets has centred on classification: do these products fall under securities law, commodities rules,...

Something significant happened at NYU Law School on 31 March 2026. David I. Miller, the newly appointed director of enforcement at the Commodity Futures...

Regulatory compliance in financial services hinges on one non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense framework of rules...

Prediction markets have moved from niche financial instruments to the centre of policy debates across the US and beyond. The catalyst came in early...