Home Tags Chief Compliance Officer
Tag: Chief Compliance Officer
Building a future-proof compliance framework in the financial sector
A robust compliance program is fundamental for any firm in the financial sector, serving as the mainstay of its operational integrity. At the heart of a successful compliance strategy lies a profound comprehension of the firm’s business model and the foresight to adapt to any potential shifts in business practices.
Sequant hires regulatory framework writer as CCO
Sequant Capital, the FCA-regulated cryptocurrency broker, has hired Erik Wilgenhof Plante as its new chief compliance officer.
RegTech can help but there needs to be an ‘all-encompassing package’...
RegTech can provide solutions to the financial services industry but the current market lacks an ‘all-encompassing package’ according to John Mahony, Chief Compliance Officer...
