Tag: Compliance technology

Funds have become central to modern investing, yet they are quietly creating a growing blind spot in employee trading controls — one that many...

Global regulatory compliance is the continuous process of ensuring a business meets the legal, regulatory, and operational requirements of every market it operates in....

Key global RegTech investments stats in Q1 2026: Global RegTech investments fell by 29% YoY in Q1 2026 Deals over $100m dropped by 70%...

Napier AI has outlined how financial institutions can confidently adopt artificial intelligence in anti-money laundering (AML) operations whilst remaining compliant under Financial Conduct Authority...

A recent US Securities and Exchange Commission (SEC) settlement with a Florida-based investment manager is serving as a reminder to the asset management industry,...

A joint webinar hosted by IMTF and the Association of Certified Sanctions Specialists (ACSS), titled "A New Financial World Order: Sanctions Evasion on the...

When firms talk about MiKaDiv compliance, the conversation often defaults to reporting. But a MiKaDiv solution is far more than a submission tool —...

Politically exposed persons (PEPs) occupy a unique position within AML frameworks. Because they hold roles of public prominence — from members of parliament and...

Palm, a US-based business identity infrastructure platform, has announced a strategic investment from Amex Ventures, the corporate venture capital division of American Express. The capital...

CUBE has announced a partnership with enterprise AI platform ServiceNow, embedding its regulatory intelligence capabilities directly into ServiceNow's integrated risk management product. The collaboration includes...