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How FINRA’s updated gifts rule reshapes compliance in 2026
The US Securities and Exchange Commission (SEC) approved amendments to FINRA's Rule 3220 in February 2026, raising the annual gift limit from $100 to...
Why English-only AML monitoring misses critical risks
Financial crime rarely announces itself in English. Yet many anti-money laundering (AML) monitoring programmes are still structured as though it does. This mismatch between...
AI model governance: the gap holding back financial crime
A new report from Hawk and Chartis has found that nine in ten financial institutions now actively encourage the use of artificial intelligence in...
OPBAS report exposes persistent AML compliance gaps
The latest assessment from the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has highlighted improvements in the way money laundering risks are monitored...
Why digital communications governance is now critical
Digital communications governance and archiving (DCGA) is rapidly moving beyond its historical role as a background compliance function. Once treated as a routine record-keeping...
Understanding AML solution pricing for financial firms
AML compliance has become a core operational requirement for financial institutions navigating a landscape of increasingly complex regulations. As organisations adopt digital tools to...
AutoRek debuts RegToolKit to streamline compliance
AutoRek has launched RegToolKit, a new regulatory compliance platform designed to help financial services firms simplify the process of mapping and evidencing adherence to...
Global RegTech funding recovered in 2025 driven by a 55% rise...
Key Global RegTech investment stats in 2025:
Global RegTech funding recovered by 31% YoY in 2025
Deals under $100m increased by 55% as investors...
Commerzbank taps Hawk AI to sharpen AML detection
Commerzbank, one of Germany's largest banks, has entered into a partnership with Hawk, an AI-powered anti-money laundering (AML) and fraud prevention technology provider, to...
Theta Lake patent targets hidden risks in screen sharing
A newly granted patent to Theta Lake highlights a growing compliance challenge in modern digital workplaces: identifying which applications appear on screen during collaboration...
