Tag: Compliance technology

The US Treasury's recent initiative to solicit public insights on Artificial Intelligence (AI) in the financial sector underscores a pivotal moment for regulatory evolution.

In the financial services sector, tracking employee compliance such as licensing, registrations, and continuing education is a complex task.

Xapien, a pioneering AI due diligence provider, announced today its successful $10m Series A funding round, led by YFM Equity Partners.

In the fast-evolving world of financial services, firms of every size face significant hurdles in maintaining compliance and managing potential risks.

Theta Lake, an esteemed leader in Digital Communications Governance (DCG) and a heralded provider of Unified Communication Compliance solutions, has recently expanded its offerings.

Liminal, a leader in horizontal GenAI data security, has announced the successful raising of more than $5m in an oversubscribed seed funding round.

In the complex world of finance, due diligence is essential for protecting a company’s reputation and financial well-being. As customer demands for convenience increase and regulatory scrutiny intensifies, finding a balance is more important than ever. The solution lies in an innovative tool—KYC Portal Customer Lifecycle Management (CLM). The RegTech company recently compiled a guide on its role in enhancing due diligence processes.

Dot Compliance, a pioneering RegTech company, announced today that it has raised $17.5m in a Series B extension funding round.

Spektr, a pioneering company in the compliance technology sector, has officially emerged from stealth mode, heralding a new era in ongoing due diligence.

Napier, the London-based financial crime compliance RegTech, has announced that it has been selected as the anti-money laundering (AML) platform for Satchel. The Napier Continuum...