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Political giving boom puts firms’ government deals at risk
Political fundraising in the US is expanding in both scale and complexity, and the 2026 midterm elections are accelerating that trend. Candidates, party committees...
Event contracts put adviser insider trading controls at risk
The rapid rise of prediction markets is creating a compliance challenge that many investment advisers may not yet be equipped to handle. As event-contract...
Why 2027 budgets must fund connected compliance tech
Compliance leaders are being urged to treat 2027 budget planning as a chance to test whether their technology can keep pace with fast-changing markets,...
Prediction markets expose new compliance blind spots
Prediction markets have rapidly become one of financial services' most discussed developments, opening new avenues for participation while introducing fresh compliance and conduct risks.
As...
Avoid penalties with smarter SEC Form ADV preparation
Accurate and timely SEC Form ADV filings play a critical role in protecting an investment adviser’s reputation and maintaining alignment with regulatory expectations.
When firms...
How b-next simplifies regulatory compliance with CMC:eSuite for EU firms
In the rapidly evolving landscape of financial regulation, companies face the pressing challenge of staying compliant while managing the efficiency and reliability of their...
ESMA initiates first crypto regulation consultation
The European Securities and Markets Authority (ESMA), the top regulator and supervisor of the European Union’s (EU) financial markets, has issued its inaugural consultation package under the framework of the Markets in Crypto-Assets Regulation. Stakeholders are invited to share their views until 20 September 2023.
