Tag: Data governance

Financial institutions have spent the past decade navigating an ever-expanding landscape of regulatory obligations. With the introduction of Basel 3.1, the sector faces not...

AI is transforming AML systems, redefining how financial institutions detect and prevent illicit transactions. With the United Nations estimating that up to $2tn is...

Theta Lake, a leader in compliance and security for modern communication platforms, has partnered with Relativity, a global provider of eDiscovery and legal technology...

Wordwatch, a communications governance and archiving platform, has announced the launch of its expanded compliance suite designed for regulated organisations. The new platform introduces...

Financial institutions are being urged to take a fresh look at how they handle tax form remediation, with the upcoming CRS 2.0 rules set...

The phrase “garbage in, garbage out” is a familiar warning in the world of data management, but when applied to compliance, the risks are amplified.

As organisations grow more confident in deploying AI—particularly in “containerised” environments where internal data isn’t exposed publicly—the hidden dangers of poor access controls are...

Switzerland’s sweeping 2025 reform of its anti-money laundering (AML) regime has introduced significant changes that are transforming compliance expectations for financial institutions. According to Moody's,...

In a regulatory climate where compliance is non-negotiable, record management systems have evolved from an operational convenience to a regulatory necessity. Organisations across financial...

Firms regulated by the SEC or FCA must treat regulatory examinations and supervisory visits as part of their business-as-usual operations. While SEC exams are...