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FINRA swaps watchdog bite for neighbourly nudge

A year on from predictions that Washington's deregulatory mood would soften America's markets regulator, FINRA's own progress report suggests the forecast has landed. According to...

Is US deregulation creating more regulation?

While the current political narrative in the United States points towards a wave of deregulation at the federal level, some compliance leaders believe the...

The deregulation dilemma: Balancing simplification with financial stability

The term "deregulation" is increasingly prevalent among global policymakers, with a common narrative about cutting through the bureaucratic red tape that supposedly stifles competition. Since the 2008 financial crisis, financial institutions have been operating under a dense regulatory framework designed to mitigate risks and uphold financial stability.

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