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Regulator cracks down on Yotta over fake FDIC safety claims
California's Department of Financial Protection and Innovation (DFPI) has ordered San Francisco-based Yotta Technologies to pay a $1m penalty after finding the company systematically...
FCA non-financial misconduct: Is your evidence ready?
On 1 September 2026, the Financial Conduct Authority's (FCA) Code of Conduct will formally extend to cover bullying, harassment and discrimination across every FCA-authorised...
FCA clamps down on rogue social media finance ads
Seven social media influencers have been sentenced at Southwark Crown Court after admitting their involvement in promoting an unauthorised foreign exchange trading scheme, in...
How the FCA is reshaping enforcement through transparency
The Financial Conduct Authority’s launch of its inaugural Enforcement Watch newsletter marks a clear shift in how the regulator signals its enforcement priorities to...
Inside North America’s new AML compliance landscape
The regulatory environment for anti-money laundering (AML) and sanctions compliance in North America is undergoing rapid transformation.
A new administration, heightened regulatory scrutiny, and the...
Lessons from FCA’s crackdown on financial crime
The Financial Conduct Authority (FCA) has placed anti-money laundering (AML) failures under sharp scrutiny in its five-year strategy for 2025–2030, signalling that financial crime...
