Home Tags Fiduciary duty
Tag: fiduciary duty
How investment advisers should manage AI risk
Artificial intelligence is reshaping financial services at pace. A June–July 2025 McKinsey survey of nearly 2,000 companies across 105 countries found that 88% were...
What the SEC’s 2026 priorities mean for compliance teams
The Securities and Exchange Commission Division of Examinations has published its Fiscal Year 2026 Examination Priorities, offering a clear indication of where regulatory attention...
Regulatory risks of continuation funds: navigating compliance challenges
High interest rates, market volatility, and broader macroeconomic factors are driving asset managers to adapt their investment strategies, seek liquidity for investors, and deploy capital into attractive assets.
