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Comparative analysis of Regulation Z and FINRA Rule 2210 in financial...
In the financial regulatory landscape, protecting consumers is paramount. The foundation of this protection is the transparency that builds trust between consumers and financial institutions.
FCA Consumer Duty Countdown: Are firms ready?
The final deadline for compliance with the UK Financial Conduct Authority's (FCA) new Consumer Duty is swiftly approaching in July 2023. The regulatory agency has been actively providing guidance, conducting multi-firm reviews, and sharing specific industry insights in the form of Dear CEO Letters to ensure that firms are adequately prepared for the implementation.
