Tag: financial services compliance

FINRA’s newly published 2026 Regulatory Oversight Report delivers a clear message to the financial services industry: the pace of GenAI adoption is outstripping the...

A communications archive has become a foundational capability for organisations operating in today’s digital-first environment, particularly within regulated sectors such as financial services. At its...

As regulatory scrutiny intensifies and data volumes continue to grow, communications compliance is becoming a defining challenge for regulated firms heading into 2026. According to...

AI continues to dominate boardroom discussions across financial services, but in compliance and risk operations, the gap between experimentation and real-world impact remains wide....

Voice communication and virtual meetings have become the backbone of how regulated employees interact, particularly in financial services. Regulators are increasingly asking firms not...

Zeidler Group has expanded its Marketing Material Review Tool (MMR-Tool) to include Hong Kong’s regulatory framework, enabling asset managers to meet the region’s fund...

Compliance teams across the financial sector are facing an unprecedented challenge. With staff expected to review an avalanche of emails, instant messages, and chats...

As the compliance landscape evolves, firms are rethinking the role of technology—not as a one-size-fits-all solution, but as a tool to be woven into the fabric of operations.

Key Global RegTech investment trends for 2025: 1,802 executives were surveyed to obtain their perspectives on compliance practices, challenges, and ways they are evolving...

Key UK RegTech investment stats for 2024: UK RegTech deal activity dropped by 59% YoY There were zero deals over $100m in 2024 as...