Tag: financial services regulation

The UK’s financial watchdog, the FCA, has quietly adjusted how firms monitor regulatory expectations, introducing a new framework designed to provide clearer guidance across...

Financial crime risk assessments sit at the centre of a financial institution’s internal integrity, yet they remain one of the least understood components of...

The Financial Conduct Authority’s launch of its inaugural Enforcement Watch newsletter marks a clear shift in how the regulator signals its enforcement priorities to...

A world defined by geopolitical rivalry, regulatory divergence and weakening international cooperation is reshaping how financial crime risk emerges and spreads. For compliance leaders,...

There was a time when financial crime risk assessments were treated as a box-ticking exercise, completed periodically to meet regulatory expectations rather than to...

AI is reshaping how regulated organisations approach compliance, surveillance and operational resilience, but its effectiveness is fundamentally constrained by the quality and completeness of...

When the Financial Conduct Authority (FCA) published CP25/18 on 2 July 2025, it sent a clear signal to regulated firms: workplace culture is no...

Banks operate in one of the most heavily regulated environments globally, with compliance teams under growing pressure to keep pace with regulatory change, supervisory...

Australia is preparing to overhaul its approach to digital assets through a new legislative package designed to protect consumers and avoid a repeat of...

Key US RegTech investment stats in Q3 2025: US RegTech deal activity increased by 15% QoQ Californian companies secured 37% of all deals to...