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FCA insider dealing case is a compliance wake-up call
The UK’s Financial Conduct Authority has brought fresh attention to a long-running market-abuse risk by charging two individuals with insider dealing after detecting suspicious...
FCA insider dealing case highlights compliance gaps
A recent conviction of a former analyst at a UK-based investment firm for insider dealing has sent a clear signal across the financial services...
Market abuse in the spotlight as FCA targets insider dealing and...
The UK FCA has unveiled a five-year strategy designed to crack down on market abuse, strengthen financial crime enforcement, and promote economic resilience.
According to...
FCA launches insider trading case against former Goldman Sachs employee
The UK's financial markets watchdog has commenced criminal proceedings against a former Goldman Sachs analyst and his brother, accusing them of insider trading.
