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Vendors and FIs diverge most sharply on the explainability challenge for...
Key views of Primary concerns of AI adoption in risk and compliance across FIs and vendors:
Global State of RegTech report surveyed 300 FI...
RegTech spend per employee is tightly clustered with Asset Management leading...
Key views of Average RegTech spend per employee by subsector:
The Global State of RegTech report built its spend estimates bottom-up from 300 senior...
Provision 29 explained: is your business ready for UK SOX?
If "UK SOX" has been cropping up in your compliance team's conversations recently, there is good reason. The updated Corporate Governance Code 2024 —...
Compliance tops adoption drivers at 54% with FIs recognising RegTechs wider...
Key views of primary drivers of RegTech adoption as reported by FIs and vendors:
The Global State of RegTech surveyed 300 compliance decision-makers and 100...
OCC moves to cut regulatory burden for community banks
The Office of the Comptroller of the Currency (OCC) has announced additional steps aimed at supporting community banks by reducing unnecessary regulatory burden, while...
Navigating the UK corporate governance code: Crucial insights for compliance
In a recent post by Diligent, the company outlined the essential guidance to help companies comply with the UK corporate governance code.
The role of AML audits in enhancing regulatory compliance
In a recent post by Alessa, the firm outlined the role of AML audits in enhancing regulatory compliance at companies.
What are the key components of internal controls?
Internal controls are an important yet very much challenging part of an organisation. In a recent post by Diligent, the company outlined five key components of internal controls.