Tag: internal controls

Financial crime risk assessments look technical on the surface, but underneath they depend on something far less visible: governance. Building one properly draws in...

Financial crime failures rarely stem from dramatic collapses or obvious negligence. More often, they build slowly, through countless minor decisions, missed signals and assumptions...

Key US RegTech investment stats in Q2 2026: US RegTech deal activity dropped 10% QoQ in Q2 California retained its position as the main...

Key views of Primary concerns of AI adoption in risk and compliance across FIs and vendors: Global State of RegTech report surveyed 300 FI...

Key views of Average RegTech spend per employee by subsector: The Global State of RegTech report built its spend estimates bottom-up from 300 senior...

If "UK SOX" has been cropping up in your compliance team's conversations recently, there is good reason. The updated Corporate Governance Code 2024 —...

Key views of primary drivers of RegTech adoption as reported by FIs and vendors: The Global State of RegTech surveyed 300 compliance decision-makers and 100...

The Office of the Comptroller of the Currency (OCC) has announced additional steps aimed at supporting community banks by reducing unnecessary regulatory burden, while...

In a recent post by Diligent, the company outlined the essential guidance to help companies comply with the UK corporate governance code. 

In a recent post by Alessa, the firm outlined the role of AML audits in enhancing regulatory compliance at companies.