Home Tags Investment management
Tag: investment management
Confluence bets on AI to slash manual review work
Confluence Technologies has launched Confluence POINT, a new layer of AI-enabled automation built to optimise workflows across its entire product suite.
The launch is designed...
Regulation S-P deadline exposes gaps in manager compliance
US investment managers are discovering that 2026's regulatory landscape offers no shortcuts, even as the SEC signals a more targeted approach to enforcement. The...
AI exclusions creep into cyber cover as insurers redraw the line
The investment management industry's embrace of AI has never been broader, with firms deploying the technology to summarise research, monitor threats, automate workflows and...
How investment managers can fix broken tax reporting
For investment managers operating across multiple jurisdictions, FATCA and CRS reporting is rarely as straightforward as simply delegating the work to a fund administrator....
Why siloed regulatory data is a hidden exam risk
Walk through any large organisation's regulatory obligations register and you are likely to find the same cluster of problems: duplicate entries, outdated language, rules...
From bottleneck to breakthrough: rethinking due diligence
Investment management due diligence is at a crossroads. While the pressure to modernise has never been greater, a significant number of firms remain anchored...
Key compliance priorities for investment managers in 2026
The compliance landscape for investment managers is shifting faster than it has in years. At ACA Group's recent spring media roundtable, the firm's experts...
The news monitoring gap costing investment teams
Most investment and risk teams do not have an information problem. They have a timing and structure problem — and it is costing them...
Global regulatory updates: AIFMD II, UCITS changes
The European fund management landscape shifted materially on 16 April 2026, when the transposition deadline for AIFMD II expired.
According to Zeidler Group in its monthly update,...
Misleading marketing: SEC’s warning to fund managers
A recent US Securities and Exchange Commission (SEC) settlement with a Florida-based investment manager is serving as a reminder to the asset management industry,...
