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Why narrower rules could ease compliance teams’ burden
Regulation is no longer arriving as broad, sector-wide overhauls, according to CUBE’s latest fortnightly analysis.
Instead, it is landing in narrow, precisely targeted increments, a...
FinTechs risk launch delays over scattered regulatory data
FinTechs, neobanks and digital payment providers cannot afford to move slowly. A delayed product launch can mean lost ground in new markets, missed revenue...
Regulatory chaos is costing compliance teams millions a year
Payments, financial services and gambling firms are grappling with an increasingly fragmented regulatory landscape, one that spans multiple jurisdictions, languages and formats, making manual...
PSD3 and PSR: the compliance clock is ticking
The European Union's overhaul of its payments framework is edging closer to reality, and payment institutions (PIs) and e-money institutions (EMIs) are being urged...
Why smart FinTechs are betting big on compliance
For years, compliance professionals have made the same argument at conferences and roundtables: that their function should be viewed as a revenue enabler rather...
AI RegTech Brico raises $13.5m Series A funding
AI-driven regulatory automation platform Brico, a RegTech company transforming the way financial institutions manage licensing, has secured $13.5m in a Series A funding round.
The...
The rising need for automated compliance technology in finance
In the financial services sector, tracking employee compliance such as licensing, registrations, and continuing education is a complex task.
Navigating FINRA Renewals: Essential Guide for Financial Firms
As the end of the year draws near, financial firms are under the gun to complete their annual FINRA and state/jurisdiction registration renewals. With deadlines fast approaching, it's critical to have a robust framework in place for timely, cost-effective, and efficient renewals, not just for this year but for the future as well.
