Home Tags Managed services
Tag: managed services
ACA boosts compliance with market abuse framework
ACA Group has unveiled a comprehensive Market Abuse Risk Framework aimed at helping UK and European buy-side firms strengthen their compliance and risk management processes.
SEC action highlights marketing and compliance risks
The US Securities and Exchange Commission (SEC) has recently issued an order that underscores the Atkins administration’s focus on marketing accuracy, robust recordkeeping, and...
How to write RFPs that actually solve tax reporting challenges
A well-structured RFP can make all the difference when launching or optimising your tax information reporting process. But according to experts from Comply Exchange,, SOVOS and Ledgible, too many organisations issue generic, misaligned RFPs that stall progress and lead to ineffective implementations.
How to forge winning partnerships with broker-dealers: A guide for asset...
Understanding the mindset of intermediaries is paramount for asset managers aiming to engage and collaborate with broker-dealers effectively. It's essential to grasp the key drivers behind their decision-making processes and identify critical contacts within their home offices. Such insights can highlight potential leverage points even before partnerships are forged.
New cybersecurity offering on cards for ConnectWise following private equity buyout
US buyout major Thoma Bravo has beaten off competition from seven other private equity players to seal a buyout of tech services software developer ConnectWise.
