Home Tags Marketing rule
Tag: Marketing rule
GIPS compliance in 2025: what 785 firms reveal
As investment managers face mounting regulatory scrutiny and increasingly sophisticated client expectations, compliance with the Global Investment Performance Standards (GIPS) continues to play a...
SEC action highlights marketing and compliance risks
The US Securities and Exchange Commission (SEC) has recently issued an order that underscores the Atkins administration’s focus on marketing accuracy, robust recordkeeping, and...
Understanding SEC’s latest FAQ on performance obligations for private funds
On the 6th of February, 2024, the Securities and Exchange Commission’s (SEC) Division of Investment Management unveiled a new Frequently Asked Question (FAQ) aimed...
Here are some tips for companies preparing for the new Marketing...
The new Marketing Rule went effective on May 4 2021, beginning an 18-month transition period for companies.
