Home Tags MiFID II
Tag: MiFID II
Why speaker diarization is now a compliance must-have
In today's hybrid workplace, Microsoft Teams has evolved far beyond a simple video conferencing tool. It now serves as the de facto boardroom, trading...
How Theta Lake tackles regulatory reconciliation
Regulatory compliance in financial services hinges on one non-negotiable principle: the completeness and accuracy of records.
Across global markets, a dense framework of rules...
How firms can manage compliance in AI-driven chat platforms
The rise of AI-enabled chat within unified communications and collaboration platforms has transformed how organisations communicate internally and with customers. While these tools provide...
Cutting off-channel risk in insurance compliance
Regulators are tightening expectations around communications governance, and insurers are feeling the pressure. Supervisors increasingly require firms to demonstrate complete data capture and rapid...
EU market integration proposal: what asset managers need to know
According to Zeidler Group, the European Commission's Market Integration Legislative proposal, published on 4 December 2025, sets out a broad restructuring of the rules...
AIFMD II: when fund marketing is not “delegation”
Under AIFMD II, Article 20(6a) introduces an explicit carve-out from the delegation regime for the marketing function in Annex I, point 2(b), when marketing...
Zeidler broadens Template Suite for EU fund reporting
Zeidler Group has strengthened the regulatory reporting capabilities of its Zeidler Swift platform by adding support for the Tripartite Template (TPT), extending its coverage...
Inside the European Commission’s SFDR reform push
The European Commission’s proposal to reform the Sustainable Finance Disclosure Regulation (SFDR) marks the start of a major overhaul of EU sustainable finance, signalling...
ACA boosts compliance with market abuse framework
ACA Group has unveiled a comprehensive Market Abuse Risk Framework aimed at helping UK and European buy-side firms strengthen their compliance and risk management processes.
EU Accessibility Directive reshapes investment services
The European Union’s Accessibility Directive, enacted on 17 April 2019 as Directive (EU) 2019/882, introduced sweeping accessibility requirements for products and services across the...
