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Teams Phone recording gaps put MiFID II compliance at risk
Regulated firms can record Teams Phone calls in a way that satisfies MiFID II and FCA recordkeeping rules, but only through a certified compliance...
UK trims MiFIR reporting scope but raises the data bar
The FCA has finalised its biggest shake-up of UK MiFIR transaction reporting since Brexit, and firms hoping for a straightforward compliance breather may be...
Europe’s regulators bet big on AI-ready data reform
European supervisors are quietly rebuilding the digital plumbing of regulatory reporting, and the consequences for banks and insurers could be profound. Across the continent,...
The hidden control gaps in MiFIR transaction reporting
Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...
FCA plans sweeping overhaul of UK MiFIR reporting
The FCA has signalled the biggest shift in UK transaction reporting since MiFIR was first introduced, setting out plans for a streamlined, more proportionate...
Why integrated trade surveillance drives resilience
In an increasingly regulated and fast-moving market, surveillance has evolved from a simple compliance requirement into a key strategic advantage.
Financial institutions are beginning to...
EMIR reporting reforms: What firms must know now
UK regulators are stepping up efforts to refine derivatives reporting requirements under the European Market Infrastructure Regulation (EMIR) Refit. The Financial Conduct Authority (FCA)...
Decoding the UPI: Revolutionizing OTC derivatives reporting in global markets
The introduction of the Unique Product Identifier (UPI) under the European Union’s EMIR REFIT marks a significant shift in over-the-counter (OTC) derivatives reporting. This innovative identifier is set to be implemented globally, impacting financial markets across Australia, Singapore, Europe, the UK, and the USA.
Navigating the challenges of XML methodology in EMIR reporting
The upcoming deadlines for applying changes to EMIR reporting for both the EU and the UK are fast approaching, with the EU's date set...
ESMA urges European Commission to move to next phase for certain...
The European Securities and Markets Authority (ESMA) has encouraged the European Commission to move to stage three for the transparency requirements under MiFID II/MiFIR.
