Tag: MNPI

The rapid rise of prediction markets is creating a compliance challenge that many investment advisers may not yet be equipped to handle. As event-contract...

Compliance leaders are being urged to treat 2027 budget planning as a chance to test whether their technology can keep pace with fast-changing markets,...

Compliance teams face a widening gap between traditional insider trading controls and the realities of digital markets, according to the final instalment of a...

Prediction markets have rapidly become one of financial services' most discussed developments, opening new avenues for participation while introducing fresh compliance and conduct risks. As...

For most financial services firms, the regulatory debate around prediction markets has centred on classification: do these products fall under securities law, commodities rules,...

The UK’s Financial Conduct Authority has brought fresh attention to a long-running market-abuse risk by charging two individuals with insider dealing after detecting suspicious...

Financial firms are rolling out AI note-taker tools at speed, drawn by the promise of lighter admin and faster documentation. But convenience comes with...

The European Market Abuse Regulations (MAR) have been at the forefront of the financial regulatory landscape since July 2016. Despite its six-year presence, compliance with MAR regulations remains a consistent priority for regulators across Europe, including the UK. Regulatory enforcement continues to unveil that firms still grapple with adherence to rules governing the management of material nonpublic information (MNPI).