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MCO explores trading oversight gaps after SFC enforcement action
Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...
Why trusted data matters in AML media checks
Adverse media screening is emerging as a critical part of anti-money laundering (AML) compliance. Sometimes referred to as negative news screening, this process involves analysing publicly available information—from news outlets to government lists—for any signs of a third party’s involvement in financial crime. It serves as a vital tool in identifying potential red flags early in customer or third-party relationships.
