Tag: NCA

ESMA has published its 2025 report on marketing requirements and marketing communications under the EU’s cross-border distribution of funds framework, offering an updated snapshot...

Financial crime has become one of the UK’s most pressing economic and social risks. Despite its reputation as a highly regulated financial services hub,...

Suspicious Matter Reporting (SMR) has become a central component of global efforts to combat money laundering and terrorist financing. As criminals continue to exploit...

Money laundering and financial fraud remain a serious threat to the UK’s financial ecosystem, making strong AML processes essential for businesses. A key part...

The European Securities and Markets Authority (ESMA) has released a Supervisory Briefing, aimed at ensuring convergence across the EU in the supervision of investment funds with sustainability features.

A European Securities and Markets Authority (ESMA) report has found improvements are needed to improve European Markets Infrastructure Regulations (EMIR) data quality.

As the world takes more extreme measures to try and curb the COVID-19 outbreak, the European Securities and Markets Authority (ESMA) has issued recommended actions for financial markets.

The European Securities and Markets Authority (ESMA) has called for national competent authorities (NCA) to do more on suspicious transaction reporting.

The Joint Committee of the European Supervisory Authorities (ESAs) has released its latest report, highlighting risks of a no-deal Brexit and search for yield.