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Why proving compliance is the real test for US investment managers
US investment managers are facing continued compliance pressure in 2026, despite expectations that a change in leadership at the Securities and Exchange Commission (SEC)...
Reg S-P deadline puts vendor oversight in the spotlight
Hungarian writer Frigyes Karinthy's 1929 theory that any two people are connected by a short chain of acquaintances was tested by Stanley Milgram in...
Regulation S-P deadline exposes gaps in manager compliance
US investment managers are discovering that 2026's regulatory landscape offers no shortcuts, even as the SEC signals a more targeted approach to enforcement. The...
Coinbase secures regulatory nod for futures trading
Coinbase Financial Markets has achieved a significant milestone by receiving regulatory clearance from the National Futures Association (NFA), a CFTC-designated self-regulatory body.
Ascent RegTech reveals new regulators pack to support compliance with more...
Compliance automation platform Ascent RegTech has revealed a new Federal regulators pack which supports compliance requirements of a number of legislations.
