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Tag: non-financial misconduct
UK regulation shifts for asset managers: key changes
UK asset managers are heading into 2026 with a regulatory agenda that is moving quickly from consultation to delivery, as post-Brexit reforms transition from...
Why FCA CP25/18 turns culture into a compliance risk
When the Financial Conduct Authority (FCA) published CP25/18 on 2 July 2025, it sent a clear signal to regulated firms: workplace culture is no...
Beyond finance: How compliance is expanding to combat workplace misconduct
In the financial sector, the spotlight has recently intensified on non-financial misconduct, spurred by the Financial Conduct Authority's (FCA) focused initiatives and investigations into issues like sexism, bullying, and discrimination.
