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When markets never sleep, compliance must wake up
For decades, the 4:00 p.m. closing bell has given compliance teams a clean dividing line. Pre-clearance approvals lapse at the close, blackout periods start...
SEC fines NYSE $9m over major trading glitch
The SEC has imposed a $9m civil penalty on the New York Stock Exchange (NYSE) after a technical failure disrupted the opening auctions of...
