Home Tags Policy management
Tag: policy management
Red Oak targets adviser compliance gaps flagged by SEC
Keeping compliance policies current is becoming a growing challenge for investment advisers as business operations and regulatory expectations evolve. A recent Risk Alert from...
Global RegTech investments dropped 38% YoY in Q2 as investors grew...
Key Global RegTech investment stats in Q2 2026:
Global RegTech funding dropped 38% YoY in Q2
Average deal value dropped 29% to $6.8m as...
US cements status as main global RegTech hub securing half of...
Key Global RegTech investment stats in H1 2026:
Global RegTech deal activity increased 8% YoY in H1
US companies secured half of all deals...
US RegTech investment dropped 28% YoY in Q2 due to fall...
Key US RegTech investment stats in Q2 2026:
US RegTech funding dropped 28% YoY
Deals under $100m fell by 82% in Q2 as investors...
California retained its position as the main US RegTech hub attracting...
Key US RegTech investment stats in Q2 2026:
US RegTech deal activity dropped 10% QoQ in Q2
California retained its position as the main...
KYCP tackles data retention complexity with new module
KYCP has launched a dedicated Data Retention Module, marking a significant upgrade in how compliance teams can manage their GDPR obligations.
Previously, meeting data retention...
How AI is reshaping regulatory compliance strategies in 2026
As regulatory pressure intensifies globally, financial institutions are entering 2026 with a clearer understanding of how artificial intelligence must be deployed across compliance, risk...
Why legacy system decommissioning doesn’t have to be risky
Modernisation is firmly on the agenda for regulated financial services firms. Data estates have become increasingly complex, costly to maintain and difficult to defend...
Why GRC still needs humans in the age of AI
AI has become one of the most powerful tools reshaping financial technology, yet not every process should be automated.
For those in RegTech particularly within...
Why RiskSmart’s policy tool is a game-changer
Managing policies may never top the list of thrilling tasks, but for those handling risk or governance, it is one of the most critical....









