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Why compliance approval and supervision aren’t the same

Content approval can establish whether an advert or communication meets a firm's compliance requirements before distribution. But once advisers begin reusing, adapting or discussing...

How Red Oak is leveraging AI to revolutionise compliance

In an era of increasing regulatory complexity, artificial intelligence (AI) has become essential in enhancing compliance efforts, offering new capabilities for managing and automating...

The next revolution: could Gen AI bring RegTech into a new...

The rise of AI has been an ongoing and slow-burning process for a number of years now. While the technology is disruptive by nature, the recent introduction of ChatGPT by OpenAI has taken the world by storm.   

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