Tag: RegTech

A barometer measuring the climate risk preparedness of the global banks and asset managers has found a lot still needs to be done in terms of practical implementation.

In an ever-changing regulatory landscape for companies in financial services, the need to stay up to date and compliant is vital.

Financial and risk management services provider XTransfer has raised $138m from a Series D funding round led by D1 Capital Partners.

The UK’s Financial Conduct Authority (FCA) and The Pensions Regulator (TRP) have issued a joint discussion paper based around building a common framework for measuring value for money (VPM) in defined contribution pension schemes.

Hong Kong’s Securities and Futures Commission (SFC) has published the conclusion of a consultation to amend its anti-money laundering and counter terrorism financing guidelines.

Identity infrastructure company Persona is the latest RegTech company to join the coveted unicorn status, after its Series C puts its valuation at $1.5bn.

Satori, which cites itself as the world’s first DataSecOps platform, has closed its Series A round on $20m.

Digital banking transaction security developer OneSpan has deployed its technology into BankID to help improve customer experiences.

Trade surveillance firm Eventus Systems has secured $30m from a Series B funding round led by Centana Growth Partners.

Global tax software provider Sovos has purchased tax software and services company 1099 Pro for an undisclosed fee.