Tag: RegTech

Bet365 has entered a legally binding, court-enforceable undertaking with the Australian Transaction Reports and Analysis Centre (AUSTRAC), after the regulator identified serious weaknesses in...

The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place. Regulators across several jurisdictions were...

Two of the world's most influential crime-fighting bodies have reached the same conclusion within weeks of each other, and banks are the ones left...

The Financial Conduct Authority has widened access to its Scale-Up Unit, admitting five businesses regulated solely by the FCA for the first time as...

The Securities and Exchange Commission has put forward a new proposal, Regulation Crypto Assets, designed to give crypto asset businesses a clearer route to...

Consumer banks such as Revolut and Trade Republic have reset expectations across financial services, making banking so seamless that traditional institutions have struggled to...

Vendor management software and vendor risk management software are often bundled together in FinTech and RegTech conversations, but they solve fundamentally different problems. According to...

Financial services firms have invested heavily in risk technology, compliance systems and regulatory controls. Yet sophisticated technology can only go so far if the...

Compliance teams often treat sanctions screening, PEP screening and adverse media screening as interchangeable checkboxes. They are not. Each targets a different category of risk,...

Banks have long treated fraud and money laundering as separate disciplines, even though the same customer, account or transaction can carry signals relevant to...