Tag: RegTech

A large North American mutual fund company managing over $100bn in assets has been required to strengthen oversight of its fixed income trading after...

Rencore, an enterprise governance platform specialising in Microsoft 365 and AI oversight, has extended its Series A funding round to a total of $15m. The...

Suspicious Matter Reporting (SMR) has become a central component of global efforts to combat money laundering and terrorist financing. As criminals continue to exploit...

AI is redefining how financial institutions manage risk and compliance. As financial crimes evolve, the traditional methods of due diligence are no longer enough...

AI has become one of the most powerful tools reshaping financial technology, yet not every process should be automated. For those in RegTech particularly within...

The financial crime compliance sector is entering one of its most significant periods of change in over a decade. As regulators raise expectations and...

For many years, regulatory compliance has been treated as a necessary burden rather than an area that creates meaningful value. Firms across financial services have...

The FCA has signalled the biggest shift in UK transaction reporting since MiFIR was first introduced, setting out plans for a streamlined, more proportionate...

FINRA has stepped up its modernisation efforts this year through FINRA Forward, a programme designed to strengthen the organisation’s regulatory effectiveness in an era...

Gatekeeper professions, including lawyers, accountants, real estate agents and trust and company service providers, occupy a pivotal position in the fight against illicit finance....