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Why proving compliance is the real test for US investment managers
US investment managers are facing continued compliance pressure in 2026, despite expectations that a change in leadership at the Securities and Exchange Commission (SEC)...
Reg S-P deadline puts vendor oversight in the spotlight
Hungarian writer Frigyes Karinthy's 1929 theory that any two people are connected by a short chain of acquaintances was tested by Stanley Milgram in...
Regulation S-P deadline exposes gaps in manager compliance
US investment managers are discovering that 2026's regulatory landscape offers no shortcuts, even as the SEC signals a more targeted approach to enforcement. The...
Reg S-P puts marketing teams’ AI workflows in the firing line
Regulation S-P has long been filed away as a matter for privacy officers, cybersecurity leads and legal counsel. That framing is now dangerously out...
Private fund managers face SEC scrutiny on AI and retail
Private fund managers are facing a regulatory landscape that is shifting on multiple fronts at once, as the SEC sharpens its focus on AI...
