Tag: Regulation

Singapore's Ministry of Home Affairs has introduced the Scams (Countermeasures) and Other Matters Bill, tabling it for its first reading in parliament on Tuesday...

Corlytics' latest Global Enforcement Report reveals an uncomfortable pattern: most organisations hit with enforcement action were not short of controls. They had policies, monitoring...

The FCA has announced a package of reforms designed to make IPOs simpler and less costly for companies seeking to list in the UK. The...

Many organisations continue to manage regulatory change through a patchwork of spreadsheets, ageing legacy systems and bolted-on third-party integrations. That fragmentation, rather than the...

The FCA's latest sanctions review, covering more than 150 firms, should not be read as just another best-practice paper. It is a clear statement...

FinTechs are pursuing bank charters at unprecedented rates, but the path to independence is leading them straight into an increasingly turbulent regulatory environment. According to...

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of reforms to the Senior Managers and Certification Regime (SMCR), aiming...

There is no shortage of talk about AI in financial crime. Boards demand it, vendors promise it, and regulators are watching closely. Yet according...

Cross-border fund distribution is entering a new phase of regulatory change, with the UK, Liechtenstein and Italy all revising disclosure, notification and reporting rules,...

Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...