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FCA and PRA move to slash SMCR burden for firms
The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of reforms to the Senior Managers and Certification Regime (SMCR), aiming...
Legacy tech is quietly sabotaging AI in AML
There is no shortage of talk about AI in financial crime. Boards demand it, vendors promise it, and regulators are watching closely. Yet according...
Zeidler flags UK, Liechtenstein and Italy fund rule shifts
Cross-border fund distribution is entering a new phase of regulatory change, with the UK, Liechtenstein and Italy all revising disclosure, notification and reporting rules,...
CBI review exposes gaps in MiFID compliance functions
Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...
Why regulatory change management is now critical infrastructure
Regulatory change has become a constant challenge for financial institutions, with firms facing an ever-growing volume of new rules, updates and supervisory expectations across...
ESMA moves to cut Taxonomy reporting burden for firms
The European Securities and Markets Authority (ESMA) has opened a consultation on technical advice to the European Commission concerning selected KPIs under the Taxonomy...
10 RegTech solutions helping firms keep pace with regulatory change
With an estimated 200+ regulatory updates each day, it is easy to understand why compliance teams often feel the pressure of keeping pace with...
How Vivox.ai is putting AI agents to work in compliance
The global regulatory landscape is continuing to grow in complexity every year and financial institutions are trying to find the best way to cope....
Why regulatory intelligence is moving to the centre of the enterprise
Regulation used to sit at the edges of the enterprise, tracked by specialist teams, interpreted periodically and pushed downstream into compliance, legal and risk...
How market practice is shaping the future of RegTech
Artificial intelligence is rapidly transforming the legal and regulatory landscape, but not all tools are delivering on their promise. According to Zeidler Group, the...